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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-13 |
| IL | RA | APPROVED | 2003-04-25 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Chicago | IL | 10/1997 | Present |
| Mml Investors Services, Llc | Chicago | IL | 01/1998 | Present |
NAME: PAUL GASSEL INV REL: Y ADD: 30 S. WACKER DRIVE, SUITE 2700, CHICAGO, IL. 60606 NATURE: LIFE, HEALTH, P&C POSITION: AGENT START DATE: 8/01/2015 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: NORWEGIAN AMERICAN HOSPITAL INV REL: N ADD: 1044 N. FRANCISCO AVE CHICAGO, IL 60622 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 10/1/2014 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 (3) NAME: ERIE NEIGHBORHOOD HOUSE INV REL: N ADD: 1347 W. ERIE ST. CHICAGO, IL. 60642 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 8/01/2015 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-28 |
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