Charles Allen Birbara

Current Employers

Sb Advisory, Llc

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-01-13
CT	RA	APPROVED	2021-01-13

NC RA
APPROVED

Since 2023-01-13
CT RA
APPROVED

Since 2021-01-13

Branch Locations

West Hartford, CT • United States

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hartford	CT	12/1994	09/2017
Ifs Securities	Atlanta	GA	10/2017	08/2019
Cabot Lodge Securities	New York	NY	09/2019	Present
Sb Advisory, Llc	Atlanta	GA	10/2017	Present

12/1994 → 09/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT
10/2017 → 08/2019

Ifs Securities

Atlanta, GA
09/2019 → Present

Cabot Lodge Securities

New York, NY
10/2017 → Present

Sb Advisory, Llc

Atlanta, GA

Previous Registrations

2017-11-08 → 2020-12-31

Sb Advisory, Llc

West Hartford, CT

Atlanta, GA
1997-04-29 → 2017-09-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Hartford, CT

Hartford, CT

Hartford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-26
S63	Uniform Securities Agent State Law Examination	1996-05-14

S65 Uniform Investment Adviser Law Examination

1997-03-26
S63 Uniform Securities Agent State Law Examination

1996-05-14

Other Names

Charles A Birbara
Charles Allen Birbara
Charles Birbara

View on SEC IAPD