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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-17
  • PA RA
    APPROVED
    Since 2025-11-17

Branch Locations

626 Washington Place, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc York PA 12/2011 06/2021
Lpl Financial Llc Old Forge PA 06/2021 08/2025
Lpl Financial Llc Old Forge PA 06/2021 08/2025
Cetera Investment Services Llc St Cloud MN 11/2025 Present
Cetera Investment Advisers Llc Pittsburgh PA 11/2025 Present
First National Bank Of Pa Pittsburgh PA 11/2025 Present
Unemployed Houston PA 08/2025 11/2025
  • 12/2011 → 06/2021
    M&T Securities, Inc
    York, PA
  • 06/2021 → 08/2025
    Old Forge, PA
  • 06/2021 → 08/2025
    Old Forge, PA
  • 11/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2025 → Present
    Pittsburgh, PA
  • 11/2025 → Present
    First National Bank Of Pa
    Pittsburgh, PA
  • 08/2025 → 11/2025
    Unemployed
    Houston, PA
Previous Registrations
  • 2021-06-09 → 2025-08-15
    Elizabethtown, PA
    Lancaster, PA
    Old Forge, PA
    Lewisburg, PA
    Wyoming, PA
    Milton, PA
    Montoursville, PA
    Hanover Township, PA
    Selinsgrove, PA
    Pittsburgh, PA
    Sunbury, PA
    Buffalo, NY
    Boyertown, PA
    Mifflinburg, PA
    Dushore, PA
    York, PA
    Hartford, CT
    Portland, ME
    Burlington, VT
    Shillington, PA
    Reading, PA
    Reading, PA
    Wyomissing, PA
    Reading, PA
    Birdsboro, PA
    Stuart, FL
    Vero Beach, FL
    North Palm Beach, FL
    Manchester, NH
    Houston, PA
  • 2012-01-10 → 2021-06-09
    M&T Securities, Inc.
    Buffalo, NY
    Wilkes-Barre, PA
    York, PA
    Lancaster, PA
    Hanover, PA
    Lancaster, PA
    Williamsport, PA
    Mechanicsburg, PA
    Mechanicsburg, PA
    Mechanicsburg, PA
    Lancaster, PA
    Honey Brook, PA
    Reading, PA
    Reading, PA
    Shillington, PA
    Lancaster, PA
    Boyertown, PA
    Lancaster, PA
    Reading, PA
    Elizabethtown, PA
    Wyomissing, PA
    Elizabethtown, PA
    Pottstown, PA
    Intercourse, PA
    Lancaster, PA
    Birdsboro, PA
    Lebanon, PA
    Lancaster, PA
    Lancaster, PA
    Lebanon, PA
    Reading, PA
    Buffalo, NY
    York, PA
    Buffalo, NY
    Birdsboro, PA
    Pottstown, PA
    York, PA
    Wilkes-Barre, PA
    Wyoming, PA
    Boyertown, PA
    York, PA
    Wilkes-Barre, PA
    Old Forge, PA
    Reading, PA
    Shillington, PA
    Wyomissing, PA
    Reading, PA
    Reading, PA
    Birdsboro, PA
    Baltimore, MD
    Montoursville, PA
    Milton, PA
    Sunbury, PA
    Mifflinburg, PA
    Selinsgrove, PA
    Lewisburg, PA
    Dushore, PA
  • 2006-03-27 → 2012-01-17
    Camp Hill, PA
    Jenkintown, PA
    Jenkintown, PA
    Huntingdon Valley, PA
    Warmister, PA
    Philadelphia, PA
    Doylestown, PA
    Norristown, PA
    Doylestown, PA
    Newton, PA
    Quakertown, PA
    North Wales, PA
    Bensalem, PA
    Levittown, PA
    Langhorne, PA
    Jamison, PA
    Feasterville, PA
    Horsham, PA
    Bensalem, PA
    Levittown, PA
    Morrisville, PA
    Philadelphia, PA
    Southampton, PA
    Southampton, PA
    Warminster, PA
    Newtown, PA
    Fairless Hills, PA
    Warrington, PA
    Horsham, PA
    Blue Bell, PA
    Richboro, PA
    Seaford, DE
    Wilmington, DE
    Wilmington, DE
    Dover, DE
    Milford, DE
    Newark, DE
    Lewes, DE
    Newark, DE
    Middletown, DE
    Newark, DE
    Newark, DE
    Bear, DE
    Hockessin, DE
    Wilmington, DE
    Smyrna, DE
    Dover, DE
    New Castle, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Newark, DE
    Lewes, DE
    Georgetown, DE
    Rehoboth Beach, DE
    Wilmington, DE
    Wilmington, DE
    Shippensburg, PA
    Reading, PA
    Reading, PA
    Reading, PA
    Mohnton, PA
    Elizabethtown, PA
    Nanticoke, PA
    Kutztown, PA
    Reading, PA
    Wyomissing, PA
    Carlisle, PA
    Camp Hill, PA
    Lancaster, PA
    York, PA
    Forty Fort, PA
    Clark'S Summit, PA
    Mechanicsburg, PA
    Sinking Spring, PA
    Sinking Spring, PA
    Lititz, PA
    East Stroudsburg, PA
    Milford, PA
    York, PA
    Shrewsbury, PA
    Hummelstown, PA
    Harrisburg, PA
    Ashley, PA
    Lancaster, PA
    Lancaster, PA
    Millersville, PA
    Middletown, PA
    Highspire, PA
    Harrisburg, PA
    Kingston, PA
    Mountain Top, PA
    West Hazleton, PA
    Blakeslee Corners, PA
    Stroudsburg, PA
    Matamoras, PA
    Tannersville, PA
    Wilkes-Barre, PA
    Wilkes-Barre, PA
    Dallastown, PA
    Reading, PA
    Temple, PA
    Willow Street, PA
    Brodheadsville, PA
    York, PA
    York, PA
    Harrisburg, PA
    Harrisburg, PA
    Wilkes-Barre, PA
    Dallas, PA
    Mechanicsburg, PA
    Camp Hill, PA
    Mechanicsburg, PA
    Dillsburg, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-24
S63 Uniform Securities Agent State Law Examination 2000-03-16
  • S65 Uniform Investment Adviser Law Examination
    2006-03-24
  • S63 Uniform Securities Agent State Law Examination
    2000-03-16
Designations
Other Names
  • Briggs
  • Mrs. Tina Giambanco
  • Tina Marie Briggs

View on SEC IAPD

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