Douglas Eugene Walters

Current Employers

Employment History

• 07/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Saratoga Springs, NY
• 11/2016 → 05/2025
  Wells Fargo Clearing Services, Llc
  Saratoga Springs, NY
• 05/2025 → Present
  &Partners
  Nashville, TN

Previous Registrations

• 2015-07-02 → 2025-05-21
  Wells Fargo Clearing Services, Llc
  Palm Beach Gardens, FL
  Saratoga Springs, NY
  West Palm Beach, FL
  West Palm Beach, FL
• 2007-05-01 → 2015-07-07
  Janney Montgomery Scott Llc
  Johnstown, NY
  West Palm Beach, FL
  Palm Beach Gardens, FL
• 2001-07-06 → 2007-05-01
  Wells Fargo Clearing Services, Llc
  Johnstown, NY
  Gloversville, NY

Other Businesses

EAST COAST TIRE BIZ DBA AS RNR TIRE EXPRESS, NOT INVT RELATED, WEST PALM BEACH, FL, 100% OWNERSHIP, START DATE 11/14/2018, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, NON OPERATOR. WEST COAST OIL BIZ INC DBA AS TAKE 5 OIL, NOT INVT RELATED, NEW PORT RITCHEY, FL, 100% OWNERSHIP, START DATE 11/15/2019, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, PASSIVE INVESTOR. WEST COAST OIL BIZ 2 INC DBA AS TAKE 5 OIL, NOT INVT RELATED, HOLIDAY, FL, 100% OWNERSHIP, START DATE 2/12/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, NON OPERATOR. WEST COAST OIL BIZ 3 INC DBA AS TAKE 5 OIL, NOT INVT RELATED, TAMPA, FL, 100% OWNERSHIP, START DATE 8/15/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, NON OPERATOR. WEST COAST OIL BIZ 4 INC DBA AS TAKE 5 OIL, NOT INVT RELATED, TAMPA, FL, 100% OWNERSHIP, START DATE 11/17/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, NON OPERATOR. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; PALM BEACH GARDENS, FL, START: 7/17/2024, 20 HOURS A MONTH, 10 HOURS DURING TRADING. TRES AMIGOS CR VENTURES LLC POSITION: Manager INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2014 ADDRESS: north palm beach, fl, 33408, United States DESCRIPTION: A passive investor. This LLC was established to just hold the shares I own in an investment in Costa Rica Adventure Park. I am a passive investor (I do not have anything to do with the operations of the business) and I am not involved in running the business. It is an adventure park in Costa Rica where people come to zip line, ATV rides etc. This LLC vehicle just owns the shares and my % of the park ownership. DOS AMIGOS CR VENTURES LLC POSITION: Manager INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2014 ADDRESS: north palm beach, fl, 33408, United States DESCRIPTION: This LLC was established to just hold the shares I own in an investment in Costa Rica Adventure Park. I am a passive investor (I do not have anything to do with the operations of the business) and I am not involved in running the business. It is an adventure park in Costa Rica where people come to zip line, ATV rides etc. This LLC vehicle just owns the shares and my % of the park ownership.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-14
• S63 Uniform Securities Agent State Law Examination
  1995-12-18

Other Names

• Doug Eugene Walters
• Dover Eugene Walters