Thomas Patrick Walters

Current Employers

Employment History

• 05/1993 → 01/2025
  Blanchard I Granville
  Southern Pines, NC
• 09/1995 → 10/2022
  Mid-Atlantic Securities, Inc.
  Southern Pines, NC
• 10/2022 → Present
  Level Four Financial, Llc
  Dallas, TX
• 10/2022 → Present
  Level Four Advisory Services, Llc
  Dallas, TX

Previous Registrations

• 2019-05-01 → 2022-10-31
  Mid-Atlantic Securities, Inc.
  Southern Pines, NC
  Greensboro, NC
  Pinehurst, NC

Other Businesses

LAH & LTC INS AGENT, RECEIVE COMMISSIONS, SINCE 1993, ABOUT 100 HOURS A MONTH. TEACH AN INVESTMENT CLASS AT SCC ANNUALLY - NO COMPENSATION. TEACH AN INVESTMENT CLASS AT GTCC SINCE 1996, HOURLY COMPENSATION, AND SPEND 1-2 HOURS A MONTH ON THIS. Rental Property - 1301 Franklin Ave., Laurinburg, NC - began November, 2019 - not investment related - spend 1-2 hours a week mostly after office hours. LEVEL FOUR ADVISORY SERVICES, LLC, INVESTMENT RELATED, SEC REGISTERED INVESTMENT ADVISOR, STARTED 10/24/2022 / INVESTMENT ADVISOR REPRESENTATIVE / MANAGED INVESTMENTS FOR MY CLIENTS / LOCATED AT 12400 COIT ROAD, SUITE 700, DALLAS TX 75251 / DEVOTE APPROXIMATELY 120 HOURS PER MONTH TO ADVISORY BUSINESS DURING TRADING HOURS. WALTERS WEALTH MANAGEMENT, DBA UNDER WHICH LEVEL FOUR FINANCIAL AND LEVEL FOUR ADVISORY SERVICES ARE OFFERED. 250 OLMSTED BLVD., PINEHURST NC 28374. STARTED 11/2024, INVESTMENT RELATED, DEVOTE 100% OF TIME TO THIS ENTITY AS A DBA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-30
• S63 Uniform Securities Agent State Law Examination
  1995-10-31