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100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-16 |
| CA | RA | APPROVED | 2026-01-15 |
| CT | RA | APPROVED | 2026-01-15 |
| TX | RA | APPROVED_RES | 2024-03-13 |
| NJ | RA | APPROVED | 2024-03-12 |
| NY | RA | APPROVED | 2024-03-12 |
| MD | RA | APPROVED | 2024-03-11 |
Branch Locations
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES
10 E 53Rd Street Suite 1400, New York, NY 10022 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-13 |
| NJ | RA | APPROVED | 2024-03-12 |
| NY | RA | APPROVED | 2024-03-12 |
| MD | RA | APPROVED | 2024-03-11 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
10 E 53Rd Street Suite 1400, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 09/2008 | 09/2016 |
| Raymond James & Associates, Inc. | New York | NY | 09/2016 | 03/2024 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 03/2024 | Present |
| Ashton Thomas Securities, Llc | New York | NY | 03/2024 | Present |
| Ashton Thomas Securities, Llc | New York | NY | 03/2024 | Present |
| Yorkville Acquisition Corporation | Mountainside | NJ | 08/2025 | Present |
| New America Acquisition I Corp | New York | NY | 09/2025 | Present |
(1) Rental Property; Investment-Related; Avalon , NJ; Real Estate Rental; Owner; 06/2018; Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 (2) Seton Hall Prep Board of Trustees; Non Investment-Related; West Orange, NJ; Board Member; 01/2020; Hours per month devoted to this business during trading hours: 0 (3) Yorkville Acquisition Corporation; Investment-Related; Mountainside, NJ; Director; 08/2025; Hours per month devoted to this business during trading hours: 0 (4) New America Acquisition I Corp; Investment Related; New York, NY; Director of Corp; Investment Company; 09/2025; Hours per month devoted to this business during trading hours: 0 (5) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER/REGISTERED INVESTMENT ADVISER; REGISTERED REPRESENTATIVE/INVESTMENT ADVISER REPRESENTATIVE; 03/2024; SECURITIES SALES, FINANCIAL ADVISING/PLANNING (6) ASHTON THOMAS PRIVATE WEALTH; INVESTMENT RELATED; SCOTTSDALE, AZ; RIA; INVESTMENT ADVISOR REPRESENTATIVE; 03/2024; FINANCIAL ADVISING/PLANNING Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-24 |
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