David Michael Cox

Current Employers

Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-04-01

TX RA
APPROVED

Since 2021-04-01

Branch Locations

Houston, TX • United States

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sterling National Financial Group	Rockwall	TX	03/2014	12/2020
Verity Asset Management	Durham	NC	03/2021	Present
Teachers Pension & Ins Svcs Dba Sterling National Financial Grp	Henderson	NV	12/2020	Present

03/2014 → 12/2020

Sterling National Financial Group

Rockwall, TX
03/2021 → Present

Verity Asset Management

Durham, NC
12/2020 → Present

Teachers Pension & Ins Svcs Dba Sterling National Financial Grp

Henderson, NV

Other Businesses

Teacher's Pension DBA Sterling National Financial Group; Not investment-related; Austin, TX; Insurance products; Contractor; Agent; 02/2014; 160 hours per month; 160 hours per month during market hours; Sell indexed annuities and review accounts with current clients.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-02-27
S63	Uniform Securities Agent State Law Examination	2006-02-07

S65 Uniform Investment Adviser Law Examination

2021-02-27
S63 Uniform Securities Agent State Law Examination

2006-02-07