Timothy J. Pepper

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-11-17
PA	RA	APPROVED	2025-11-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	King Of Prussia	PA	12/2015	11/2016
E*Trade Capital Management Llc	King Of Prussia	PA	12/2015	11/2016
Td Ameritrade	Philadelphia	PA	12/2016	12/2022
Charles Schwab And Co., Inc.	Philadelphia	PA	12/2022	12/2023
Fidelity Investments	Westlake	TX	12/2023	Present

2022-01-26 → 2023-11-27

Charles Schwab & Co., Inc.

Radnor, PA
2017-01-17 → 2023-09-07

Td Ameritrade Investment Management, Llc

Philadelphia, PA

Radnor, PA
2017-01-17 → 2022-10-14

Td Ameritrade, Inc.

Philadelphia, PA

Radnor, PA
2015-12-09 → 2016-12-16

Harrisdirect Llc

King Of Prussia, PA

Arlington, VA
2013-03-21 → 2015-12-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Absecon, NJ

Iselin, NJ

Abescon, NJ

Cape May, NJ

Northfield, NJ

Philadelphia, PA

Philadelphia, PA

Philadelphia, PA
2011-02-15 → 2012-07-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-02-03
S63	Uniform Securities Agent State Law Examination	2007-02-15