Ashley Jo Pomeroy

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-08-12

MN RA
APPROVED

Since 2025-08-12

Branch Locations

Lake City, MN • United States

60 Livingston Ave, Saint Paul, MN 55107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	09/2010	11/2019
U.S. Bank	Lake City	MN	11/2019	Present
U.S. Bancorp Investments, Inc.	Lake City	MN	11/2019	02/2026
U.S. Bancorp Advisors, Llc	Lake City	MN	08/2025	Present

09/2010 → 11/2019

Ameriprise Financial Services, Inc.

Minneapolis, MN
11/2019 → Present

U.S. Bank

Lake City, MN
11/2019 → 02/2026

U.S. Bancorp Investments, Inc.

Lake City, MN
08/2025 → Present

U.S. Bancorp Advisors, Llc

Lake City, MN

Previous Registrations

2010-09-20 → 2019-11-07

Ameriprise Financial Services, Llc

Minneapolis, MN

Minneapolis, MN
2008-09-18 → 2010-08-30

Wells Fargo Clearing Services, Llc

Columbia, SC
2007-12-20 → 2008-09-16

Thrivent Investment Management Inc.

Columbia, SC

Loveland, CO

Spearfish, SD
2007-08-08 → 2007-12-10

Edward Jones

Belle Fourche, SD

St Louis, MO

Other Businesses

Ashley Pomeroy (self-employed voice over artist); Not investment-related; Lake City, MN; Voice over audio and production; self-employed voice over artist; 8/15/2025; 15-20 hours/month; 0 hours/trading; Record voice over audio and produce output for audio book publications.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-27

S66 Uniform Combined State Law Examination

2007-07-27

Other Names

Ashley Jo Surdez
Ashley Jo Utecht

View on SEC IAPD