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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Reading | PA | 12/2012 | 09/2019 |
| Ameriprise Financial Services, Llc | Lancaster | PA | 09/2019 | 07/2024 |
| S&T Bank | Lancaster | PA | 09/2019 | 07/2024 |
| Avantax Investment Services Inc. | Lancaster | PA | 07/2024 | 09/2025 |
| Avantax Advisory Services | Lancaster | PA | 07/2024 | 09/2025 |
| Avantax Insurance Agency, Llc | Lancaster | PA | 07/2024 | 09/2025 |
| Cetera Wealth Services, Llc | Lancaster | PA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) THOMPSON WEALTH MANAGEMENT POSITION: Advisor NATURE: I am operating my wealth management practice under this DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 08/14/2024 ADDRESS: 302 W. Orange St., Lancaster PA 17603 DESCRIPTION: All investment business is being done through Avantax Wealth Management. I am operating in the public under the name of Thompson Wealth Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-25 |
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