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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 1999-09-18 |
Branch Locations
2 Summit Park Dr Ste 240, Independence, OH 44131 • United States
Strongsville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Independence | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Independence | OH | 03/2020 | Present |
Real Estate Ownership; Multi-Family; West 11th St., , Cleveland, OH, 44113; Investment-Related; 12/01/2001. Board of Directors; Hawken Swim & Dive Boosters; yes; 12465 County Line Road, , Gates Miles, OH, 44040; Not Investment-Related; 11/13/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Lakeside Lodging, LLC.; Real Estate/property construction; 22 Surf Dr, , Huron, OH, 44839; Not Investment-Related; 12/15/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Broadway 490 LLC; Warehouse and office lease; 3732 Broadway Ave, , Cleveland, OH, 44114; Investment-Related; 07/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / 2224 Surf LLC; Help manage construction of new lakefront house; 22 Surf Drive, , Huron, OH, 44839; Not Investment-Related; 05/27/2022; 1 to 9 hours per month; 1 to 9 during trading hours / All-Terrain Tire, Inc DBA Oster Family Holdings; Land with cell tower lease.; Harris Road, , Broadview Heights, OH, 44147; Not Investment-Related; 07/01/2022; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-21 |
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