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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-05 |
| FL | RA | APPROVED | 2022-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Tampa | FL | 01/2008 | 12/2022 |
| Charles Schwab And Co., Inc. | Tampa | FL | 12/2022 | Present |
| Charles Schwab Bank | Tampa | FL | 07/2022 | Present |
Name of Outside Business:Jim Mussio Jr; Investment Related:No; Address of Outside Business:St. Petersburg, FL; Nature of Outside Business:Other; Position:Talent; Start Date:1/16/2017; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: however if one were to present itself and could be completed outside of business hours (a night or weekend, etc), i'd like to have the compliance side covered. Name: Desert Sage Records LLC, Role: Co Owner, Type: Other, Start Date: 01/16/2017, Investment Related?: No, Address: 450 28th Avenue N, St. Petersburg, FL 33704, Number of Hours/Mo: 20, Duties: Creative writing; poems, music lyrics, stories/scripts with the intention of being licensed and/or self publishing/releasing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-13 |
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