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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2020-08-03 |
Branch Locations
13945 W Wainwright Dr. Ste 109, Boise, ID 83713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saunders Financial Advisors Llc | Boise | ID | 01/2011 | Present |
| Lpl Financial, Llc | Boise | ID | 03/2011 | Present |
| Financial Advocates Investment Management | Boise | ID | 02/2015 | 08/2020 |
| Icon Retirement And Investment Services | Boise | ID | 04/2015 | 12/2020 |
1. 03/29/2011: Saunders Financial Advisors LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only 2. 10/26/2016: No Business Name - Non-Variable Insurance - Investment Related - 9769 W Emerald St., Boise, ID 83704 - Start 11/01/2016 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - Health Insurance. 3. 4/28/2017 - Chrisopher Westfall - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/15/2017 - 10 Hours Per Month/5 Hours During Securities Trading. 4. 06/01/2023 - Happy Duct Cleaning, LLC - Not Investment Related - Boise, ID - Business Owner - Start Date 06/01/2023 - 10 Hours Per Month/ 0 Hours During Securities Trading 5. 06/01/2023 - Saunders Painting - Not Investment Related - Boise, ID - Business Owner - Start Date 12/01/2022 - 10 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-05 |
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