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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-15 |
| CA | RA | APPROVED | 2021-01-29 |
Branch Locations
1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management, Inc. | San Francisco | CA | 06/2012 | 04/2017 |
| M Holdings Securiites, Inc. | Portland | OR | 02/2011 | 01/2021 |
| Wingspan Insurance Group, Llc | San Francisco | CA | 03/2013 | 01/2021 |
| First Republic Securities Company, Llc | San Francisco | CA | 04/2017 | 01/2021 |
| First Republic Investment Management, Inc. | San Francisco | CA | 04/2017 | 01/2021 |
| Ubs Financial Services Inc. | Walnut Creek | CA | 01/2021 | Present |
Lafayette Partners in Education; 3450-A Golden Gate Way, Lafayette, CA 94549; Educational Establishment; Non-profit ( 501(c)(3)) organization that supports teachers and programs for our local, public schools.; Member of Board of directors; School fundraising, audit, and investment committees; Start date: 5/1/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-15 |
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