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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
TX RA APPROVED_RES 2006-10-04
  • MN RA
    APPROVED
    Since 2013-11-18
  • TX RA
    APPROVED_RES
    Since 2006-10-04

Branch Locations

8300 Norman Center Dr Ste 550, Bloomington, MN 55437 • United States

Edina, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Louis Park MN 09/2005 03/2020
Ameriprise Financial Services, Llc Bloomington MN 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 5901 Olinger Rd, , Edina, MN, 55436; Not Investment-Related; 08/30/2021. Business Ownership; RG Doroff, LLC; President; LLC for office rental; 5901 Olinger Rd, , Edina, MN, 55436; Not Investment-Related; 04/01/2010; 0 hours per month; 0 during trading hours / RJ Aviation; President; Own & manage aircraft; 5901 Olinger Rd, , Edina, MN, 55436; Not Investment-Related; 07/02/2020; 1 to 9 hours per month; 0 during trading hours / TPWA Operations, LLC; president; entity for financial planning practice operations; 8300 Norman Center Dr Ste 550, , Bloomington, MN, 55437; Investment-Related; 01/10/2017; 40 to 59 hours per month; 1 to 9 during trading hours. Fiduciary Activities; Attorney-In-Fact (POA). Outside Employment; TPWA Operations LLC; President - Oversee & run business; ; 8300 Norman Center Dr Ste 550, , Bloomington, MN, 55437; Investment-Related; 01/10/2017; 40 to 59 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-04
  • S63 Uniform Securities Agent State Law Examination
    1996-09-04
Designations
Other Names
  • Randy G Doroff

View on SEC IAPD

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