Edward Michael Berra

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-08-14
TX	RA	APPROVED_RES	2025-08-14
VT	RA	APPROVED	2025-08-14
CO	RA	APPROVED	2012-03-29

AL RA
APPROVED

Since 2025-08-14
TX RA
APPROVED_RES

Since 2025-08-14
VT RA
APPROVED

Since 2025-08-14
CO RA
APPROVED

Since 2012-03-29

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Lakewood	CO	04/1997	Present
Tiaa-Cref Individual & Institutional Services, Llc	Lakewood	CO	04/1997	Present

04/1997 → Present

Tiaa

Lakewood, CO
04/1997 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Lakewood, CO

Other Businesses

WHOLE SPECTRUM, INC. POSITION: Independent Distributor/ VP NATURE: Legacy OBA - Not Available INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2003 ADDRESS: Home Address, Lakewood CO 80228, United States DESCRIPTION: Independent distributor of nutritional product (Juice Plus). Act as VP of S-corp

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-03-28
S63	Uniform Securities Agent State Law Examination	1997-06-24

S65 Uniform Investment Adviser Law Examination

2012-03-28
S63 Uniform Securities Agent State Law Examination

1997-06-24

Other Names

Ed Berra

View on SEC IAPD