Scott Nicolas Horton

Current Employers

Employment History

• 04/2008 → Present
  J.P. King & Associates, Inc.
  Walnut Creek, CA

Previous Registrations

• 1997-07-08 → 2008-05-09
  Strategic Advisers Llc
  Westlake, TX

Other Businesses

I CONDUCT INSURANCE BUSINESS IN MY OWN NAME. THE BUSINESS IS INVESTMENT RELATED. THE ADDRESS OF THE BUSINESS IS THE SAME AS MY OFFICE ADDRESS. I CONDUCT IT AS A SOLE PROPRIETOR. I STARTED DOING THIS IN 1996, AND DEVOTE APPROXIMATELY LESS THAN 1 HOUR PER MONTH ON AVERAGE DURING TRADING HOURS. THE BUSINESS INVOLVES THE SALES OF ANNUITIES AND OTHER INSURANCE PRODUCTS. I AM A SHAREHOLDER AND VICE PRESIDENT OF J.P. KING ADVISORS, INC., AN SEC REGISTERED INVESTMENT ADVISOR. THIS IS AN INVESTMENT RELATED BUSINESS. THE ADDRESS FOR THIS BUSINESS IS 1600 SOUTH MAIN STREET, SUITE 275, WALNUT CREEK, CA 94596. THIS BUSINESS INVOLVES THE RENDERING OF INVESTMENT ADVICE FOR A FEE. J.P. KING ADVISORS, INC., IS A CALIFORNIA CORPORATION, AND I AM A SHAREHOLDER/OWNER/EMPLOYEE OF THE COMPANY. I STARTED IN THIS POSITION IN APRIL, 2008 AND DEVOTE APPROXIMATELY 40 HOURS PER WEEK DURING TRADING HOURS. MY DUTIES ARE THE REVIEW OF CLIENT INVESTMENT NEEDS, THE DETERMINATION OF APPROPRIATE INVESTMENTS, AND THE MONITORING AND MANAGEMENT OF CLIENT ASSETS. AS A SOLE PROPRIETOR I OWN ONE SINGLE FAMILY HOME RENTAL PROPERTY. THIS IS NOT AN INVESTMENT RELATED BUSINESS. I EMPLOY A PROPERTY MANAGEMENT FIRM FOR THE DAY TO DAY MANAGEMENT OF THIS PROPERTY. I HAVE OWNED RENTAL PROPERTY SINCE 2005. I DEVOTE LESS THAN 1 HOUR PER MONTH TO THIS BUSINESS ON AVERAGE DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-27
• S63 Uniform Securities Agent State Law Examination
  1995-10-20

Designations