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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-08-15 |
Branch Locations
285 Riverside Avenue Suite 205, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Westport | CT | 07/2023 | Present |
| Republic Realm | New York | NY | 01/2022 | 02/2022 |
| Ararat Capital | Westport | CT | 07/2021 | 12/2021 |
| Samuel French, Inc | New York | NY | 01/2011 | 01/2019 |
| Concord Music | New York | NY | 01/2019 | 11/2019 |
| River Ai | New York | NY | 12/2019 | 06/2021 |
| Unbeatable Mind | Encinitas | CA | 05/2022 | 10/2022 |
| Unemployed | Stamford | CT | 10/2022 | 07/2023 |
| Unemployed | Stamford | CT | 03/2022 | 05/2022 |
(1)Name of Business: Tap Festivals LLC Address: 14 Treadwell Ave, Westport, CT, 06880, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: silent partner, volunteer on day of event
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-14 |
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