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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
FL RA APPROVED 2018-10-01
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • FL RA
    APPROVED
    Since 2018-10-01

Branch Locations

390 N. Orange Ave Suite 1850, Orlando, FL 32801 • United States

250 Park Avenue South Suite 500, Winter Park, FL 32789 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Financial Wealth Management, Llc Merritt Island FL 02/2016 12/2017
Center Street Securities, Inc. Nashville TN 01/2017 09/2018
Morgan Stanley Winter Park FL 09/2018 Present
  • 02/2016 → 12/2017
    Pinnacle Financial Wealth Management, Llc
    Merritt Island, FL
  • 01/2017 → 09/2018
    Center Street Securities, Inc.
    Nashville, TN
  • 09/2018 → Present
    Winter Park, FL
Previous Registrations
  • 2016-02-24 → 2017-12-31
    Pinnacle Financial Wealth Management, Llc
    Merritt Island, FL
  • 2014-01-07 → 2015-01-30
    Rockledge, FL
    Viera, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-15
S63 Uniform Securities Agent State Law Examination 1995-12-19
  • S65 Uniform Investment Adviser Law Examination
    2013-11-15
  • S63 Uniform Securities Agent State Law Examination
    1995-12-19
Other Names
  • Debra Lynn Hendel
  • Debra L Rogers

View on SEC IAPD

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