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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-23 |
| MN | RA | APPROVED | 2018-01-22 |
Branch Locations
7650 Edinborough Way Suite 300, Edina, MN 55435 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Edina | MN | 05/2009 | 01/2018 |
| Robert W Baird & Co., Incorporated | Edina | MN | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-02 |
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