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Jacqueline Smith

Citigroup Global Markets Inc.

Atlanta, GA

Locust Grove, GA

Washington, DC

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-05-16
  • GA RA
    APPROVED
    Since 2019-05-16

Branch Locations

Citi Private Bank, One Buckhead Plaza 3060 Peachtree Rd Nw, 7Th Floor, Suite 700, Atlanta, GA 30305 • United States

Locust Grove, GA • United States

Citi Private Bank 1101 Pennsylvania Ave, Nw, 11Th Floor, Washington, DC 20004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Los Angeles CA 05/2007 Present
Previous Registrations
  • 2007-05-29 → 2018-03-29
    Citigroup Global Markets Inc.
    Los Angeles, CA
    Los Angeles, CA
  • 2004-10-04 → 2007-05-29
    Citicorp Investment Services
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-25
S63 Uniform Securities Agent State Law Examination 1995-11-14
  • S65 Uniform Investment Adviser Law Examination
    2003-09-25
  • S63 Uniform Securities Agent State Law Examination
    1995-11-14

View on SEC IAPD

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