Benjamin Pierce Quick

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-03-14
CT	RA	APPROVED	2002-03-26

TX RA
APPROVED_RES

Since 2006-03-14
CT RA
APPROVED

Since 2002-03-26

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Greenwich	CT	11/2001	Present
Pierce Capital	Greenwich	CT	04/2000	Present

11/2001 → Present

Ubs Financial Services Inc.

Greenwich, CT
04/2000 → Present

Pierce Capital

Greenwich, CT

Other Businesses

Warnock LLC / Investment Related - YES / 9 E18th StreetBarnegat LightNew Jersey / Real Estate / Family beach house owned in a LLC / 10% owner in a family beach house / Start Date - 2/28/2022

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-25
S63	Uniform Securities Agent State Law Examination	1995-11-17

S65 Uniform Investment Adviser Law Examination

2002-03-25
S63 Uniform Securities Agent State Law Examination

1995-11-17