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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bny Mellon | New York | NY | 11/2004 | 01/2021 |
| Fidelity Talentsource | Boston | MA | 11/2021 | 06/2022 |
| Unemployed | Beverly | MA | 01/2021 | 11/2021 |
| Fidelity Investments | Boston | MA | 06/2022 | 03/2024 |
| Edward Jones | St. Louis | MO | 07/2025 | 09/2025 |
| Lifetime Fitness | Peabody | MA | 12/2024 | Present |
| Unemployed | Boxford | MA | 04/2024 | 12/2024 |
| Ameriprise Financial Services, Llc | Middleton | MA | 09/2025 | Present |
| Proxypics | Chicago | IL | 09/2025 | 04/2026 |
| Dash | San Francisco | CA | 05/2025 | 09/2025 |
| 3Play Media | Boston | MA | 02/2025 | Present |
Outside Employment; Lifetime Fitness; employee; Swim Instructor for Kids and adults swim lessons.; 186 Middle, , Burlington, MA, 01803; Not Investment-Related; 12/28/2024; 10 to 19 hours per month; 0 during trading hours / 3Play Media; contractor- editor of media/Video content; 3Play Media is a leading provider of video accessibility and localization solutions, blending proprietary tooling, advanced AI technology, and human expertise to deliver high-quality services at scale.; 255 State St, , Boston, MA, 02109; Not Investment-Related; 02/01/2026; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-06 |
| S65 | Uniform Investment Adviser Law Examination | 1998-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-07 |
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