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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-01
  • TX RA
    APPROVED
    Since 2025-10-01

Branch Locations

Peabody, MA • United States

35 Village Rd Ste 500, Middleton, MA 01949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon New York NY 11/2004 01/2021
Fidelity Talentsource Boston MA 11/2021 06/2022
Unemployed Beverly MA 01/2021 11/2021
Fidelity Investments Boston MA 06/2022 03/2024
Edward Jones St. Louis MO 07/2025 09/2025
Lifetime Fitness Peabody MA 12/2024 Present
Unemployed Boxford MA 04/2024 12/2024
Ameriprise Financial Services, Llc Middleton MA 09/2025 Present
Proxypics Chicago IL 09/2025 04/2026
Dash San Francisco CA 05/2025 09/2025
3Play Media Boston MA 02/2025 Present
  • 11/2004 → 01/2021
    Bny Mellon
    New York, NY
  • 11/2021 → 06/2022
    Fidelity Talentsource
    Boston, MA
  • 01/2021 → 11/2021
    Unemployed
    Beverly, MA
  • 06/2022 → 03/2024
    Fidelity Investments
    Boston, MA
  • 07/2025 → 09/2025
    St. Louis, MO
  • 12/2024 → Present
    Lifetime Fitness
    Peabody, MA
  • 04/2024 → 12/2024
    Unemployed
    Boxford, MA
  • 09/2025 → Present
    Middleton, MA
  • 09/2025 → 04/2026
    Proxypics
    Chicago, IL
  • 05/2025 → 09/2025
    Dash
    San Francisco, CA
  • 02/2025 → Present
    3Play Media
    Boston, MA
Previous Registrations
  • 2025-08-25 → 2025-09-08
    Boxford, MA
    St Louis, MO
Other Businesses

Outside Employment; Lifetime Fitness; employee; Swim Instructor for Kids and adults swim lessons.; 186 Middle, , Burlington, MA, 01803; Not Investment-Related; 12/28/2024; 10 to 19 hours per month; 0 during trading hours / 3Play Media; contractor- editor of media/Video content; 3Play Media is a leading provider of video accessibility and localization solutions, blending proprietary tooling, advanced AI technology, and human expertise to deliver high-quality services at scale.; 255 State St, , Boston, MA, 02109; Not Investment-Related; 02/01/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-06
S65 Uniform Investment Adviser Law Examination 1998-07-27
S63 Uniform Securities Agent State Law Examination 1996-11-07
  • S66 Uniform Combined State Law Examination
    2025-08-06
  • S65 Uniform Investment Adviser Law Examination
    1998-07-27
  • S63 Uniform Securities Agent State Law Examination
    1996-11-07
Other Names
  • Andrea Lynn Fiore
  • Andrea L Fiore
  • Andrea Fiore

View on SEC IAPD

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