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Carla Marie Nitz

LPl Financial LLC

Chicago, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-03-27
TX RA APPROVED 2020-03-27
  • IL RA
    APPROVED
    Since 2020-03-27
  • TX RA
    APPROVED
    Since 2020-03-27

Branch Locations

3808 N Central Avenue, Chicago, IL 60634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blyth & Associates, Inc Chicago IL 08/2015 03/2020
Securities America, Inc. Chicago IL 09/1995 03/2020
Lpl Financial Llc Chicago IL 03/2020 Present
  • 08/2015 → 03/2020
    Blyth & Associates, Inc
    Chicago, IL
  • 09/1995 → 03/2020
    Securities America, Inc.
    Chicago, IL
  • 03/2020 → Present
    Chicago, IL
Previous Registrations
  • 2015-08-27 → 2020-04-16
    Blyth & Associates, Inc.
    Chicago, IL
Other Businesses

1) 3/27/20- Blyth & Associates Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- Chicago, IL- 100% 2) 3/27/20- North Central Tax Services -Tax Prep/Accounting/CPA - tax preparer - Inv. Related- Chicago, IL- start date 2004- 5%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-15
  • S63 Uniform Securities Agent State Law Examination
    1996-07-15
Designations
Other Names
  • Carla M Nitz

View on SEC IAPD

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