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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-09 |
| TX | RA | APPROVED_RES | 2012-01-04 |
| OH | RA | APPROVED | 2010-08-13 |
Branch Locations
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Oberlin, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Beachwood | OH | 02/2009 | Present |
| Stratos Wealth Partners, Ltd | Beachwood | OH | 08/2010 | Present |
1. 02/06/2009 - Stratos Wealth Partners, Ltd. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 02/09/2009 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 8/13/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 2/2009 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 2/2009. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/18/2011 - Stratos Wealth Partners, Ltd - INV REL - Non-Variable Insurance - 20% OF TIME SPENT - I am an agent licensed with various carriers. 5. 02/04/2014 - CUTLER REAL ESTATE SPONSORED MY EXAM - REAL ESTATE LICENSE - I JUST PASSED THE REAL ESTATE LICENSE EXAM. THE PURPOSE IS TO SELL OUR FAMILY PROPERTY AT A SIGNIFICANT REDUCED COMMISSION. - TIME SPENT 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-27 |
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