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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-09
TX RA APPROVED_RES 2012-01-04
OH RA APPROVED 2010-08-13
  • LA RA
    APPROVED
    Since 2016-03-09
  • TX RA
    APPROVED_RES
    Since 2012-01-04
  • OH RA
    APPROVED
    Since 2010-08-13

Branch Locations

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Oberlin, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Beachwood OH 02/2009 Present
Stratos Wealth Partners, Ltd Beachwood OH 08/2010 Present
Previous Registrations
Other Businesses

1. 02/06/2009 - Stratos Wealth Partners, Ltd. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 02/09/2009 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 8/13/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 2/2009 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 2/2009. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/18/2011 - Stratos Wealth Partners, Ltd - INV REL - Non-Variable Insurance - 20% OF TIME SPENT - I am an agent licensed with various carriers. 5. 02/04/2014 - CUTLER REAL ESTATE SPONSORED MY EXAM - REAL ESTATE LICENSE - I JUST PASSED THE REAL ESTATE LICENSE EXAM. THE PURPOSE IS TO SELL OUR FAMILY PROPERTY AT A SIGNIFICANT REDUCED COMMISSION. - TIME SPENT 1%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-12
S63 Uniform Securities Agent State Law Examination 1996-08-27
  • S65 Uniform Investment Adviser Law Examination
    1996-12-12
  • S63 Uniform Securities Agent State Law Examination
    1996-08-27
Other Names
  • Cram Olaes
  • Carm Olaes
  • Carmelito M Olaes

View on SEC IAPD

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