Julie Marie Murphy

Current Employers

Sequoia Wealth Management, Llc

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2016-12-05
IL	RA	APPROVED	2015-01-16

LA RA
APPROVED

Since 2016-12-05
IL RA
APPROVED

Since 2015-01-16

Branch Locations

1017 W. Washington 3H, Chicago, IL 60607 • United States

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Jmc Wealth

1017 West Washington Blvd. Suite 3H, Chicago, IL 60607-2107 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2006-07-21

IL RA
APPROVED

Since 2006-07-21

Branch Locations

1017 West Washington Suite 3 E, Chicago, IL 60607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jmc Wealth Management, Inc. (Formerly: D.C. Financial, Inc.)	Chicago	IL	10/2000	Present
Lpl Financial Llc	Chicago	IL	09/2009	Present
Sequioa Wealth Management, Llc	Chicago	IL	01/2015	Present

10/2000 → Present

Jmc Wealth Management, Inc. (Formerly: D.C. Financial, Inc.)

Chicago, IL
09/2009 → Present

Lpl Financial Llc

Chicago, IL
01/2015 → Present

Sequioa Wealth Management, Llc

Chicago, IL

Previous Registrations

2004-07-07 → 2009-10-13

Associated Planners Investment Advisory Inc

Chicago, IL
2004-05-12 → 2009-09-08

Associated Securities Corp.

Boston, MA

Chicago, IL

Chicago, IL
1999-07-09 → 2004-05-25

Signator Investors, Inc.

Schaumburg, IL

Other Businesses

1. 08/17/2011 - JMC Wealth Management, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 8/26/2011: REGISTERED INVESTMENT ADVISOR - JMC WEALTH MANAGEMENT, INC. - PROVIDE FINANCIAL PLANS, AND CHARGE A YEARLY RETAINER FEE FOR PLANNING THROUGH OUR ILLINOIS RIA REGISTRATION. - TIME SPENT 1% 3. 09/25/2015 - Sequoia Wealth Management, LLC - DBA: (Hybrid) Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/01/2015 - 80 Hours Per Month During Securities Trading - IAR. 4. 08/21/2017 - JMC Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 08/17/2017 - 160 hours per month during securities trading. 5. 6/28/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/25/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 11/30/2021 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/25/2019 - 6 Hours Per Month/6 Hours During Securities Trading. 7. 12/16/2021 - No Business Name - Investment Related - 1017 W. Washington Blvd #3E; and 1017 W. Washington Blvd #3H Chicago, IL 60607 - Real Estate Rental - Started 06/01/2003 - 2 Hours Per Month/0 Hours During Securities Trading. 8. 11/17/2022 - Beyond Your Wildest Dreams, LLC. - Investment related - At Reported Business Location(s) - Other-Business Owner - Start Date: 10/01/2007 - 20 Hours Per Month/10 Hours During Securities Trading. 9. 11/22/2022 - No Business Name - Investment Related - 1017 W. Washington Blvd Unit 3E Chicago, IL 60607 - Real Estate Rental - Start Date: 06/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-30
S63	Uniform Securities Agent State Law Examination	1995-10-06

S65 Uniform Investment Adviser Law Examination

1998-09-30
S63 Uniform Securities Agent State Law Examination

1995-10-06

Designations

Other Names

Julie M Murphy
Julie Marie Murphy
Julie Murphy Casserly
Julie Marie Casserly

View on SEC IAPD