Daniel Mark Sutton

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-01-20

MO RA
APPROVED

Since 2017-01-20

Branch Locations

7833 Town Square Ave, Dardenne Prairie, MO 63368 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
First Bank Wealth Management	St. Louis	MO	06/2008	Present
Infinex Investments, Inc.	Meriden	CT	02/2017	Present

06/2008 → Present

First Bank Wealth Management

St. Louis, MO
02/2017 → Present

Infinex Investments, Inc.

Meriden, CT

Previous Registrations

2016-05-17 → 2017-01-26

First Brokerage America, L.L.C.

Clayton, MO

Dardenne Prairie, MO

Lake St. Louis, MO

St. Charles, MO
2006-03-31 → 2008-04-18

U.S. Bancorp Investments, Inc.

Chesterfield, MO

Chesterfield, MO

Chesterfield, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-30
S63	Uniform Securities Agent State Law Examination	1995-10-06

S65 Uniform Investment Adviser Law Examination

2006-03-30
S63 Uniform Securities Agent State Law Examination

1995-10-06