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Thomas Friedich Neuhaus

Pinnacle Associates, Ltd.

Richmond, VA

New York, NY

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Current Employers
Pinnacle Associates, Ltd.

286 Madison Avenue 20Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-05-18
  • VA RA
    APPROVED
    Since 2023-05-18

Branch Locations

7231 Forest Avenue Suite 204, Richmond, VA 23226 • United States

286 Madison Avenue 20Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Management Of Virginia, Llc Richmond VA 03/2007 Present
Pinnacle Associates, Ltd Richmond VA 05/2023 Present
  • 03/2007 → Present
    Investment Management Of Virginia, Llc
    Richmond, VA
  • 05/2023 → Present
    Pinnacle Associates, Ltd
    Richmond, VA
Previous Registrations
  • 2001-07-31 → 2023-12-11
    Investment Management Of Virginia, Llc
    Richmond, VA
    Richmond, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-20
  • S63 Uniform Securities Agent State Law Examination
    1995-11-20

View on SEC IAPD

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