Stephen David Gibbs

Current Employers

Mahalo Advisory Services, Llc

Huntington Beach, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-03

CA RA
APPROVED

Since 2025-02-03

Branch Locations

Huntington Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Mahalo Advisory Services, Llc	Huntington Beach	CA	06/2007	Present

06/2007 → Present

Mahalo Advisory Services, Llc

Huntington Beach, CA

Previous Registrations

2004-06-07 → 2007-09-20

Park Avenue Securities Llc

Irvine, CA

Huntington Beach, CA

Ventura, CA

Irvine, CA
2001-10-01 → 2004-04-12

Pruco Securities, Llc.

Fountain Valley, CA

Other Businesses

BLUE CROSS, BLUE SHIELD, FOUNDATION HEALTH, PROVIDENT DISABILITY, PAUL REVERE, AMERUS LIFE & ANNUITIES-YES-INSURANCE-APPOINTED AGENT-BLUE CROSS, BLUE SHIELD,FOUNDATION HEALTH,UNUMPROVIDENT, PAUL REVEREAMERUS/AMERITAS LIFE, EMPIRE GENERAL,FIRST COLONY LIFE, EQUITY INDEXED ANNIUTIES SOLD PREVIOUS TO PAS WITH ALLIANCE. LIFE APPTS WITH TRANS AMERICA & US FINANCIAL LIFE. INSURANCE SALES - LIFE, HEALTH SCHOLASTIC SOLUTIONS - COLLEGE FUNDING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-15
S63	Uniform Securities Agent State Law Examination	1995-10-05

S65 Uniform Investment Adviser Law Examination

2001-08-15
S63 Uniform Securities Agent State Law Examination

1995-10-05

Other Names

Steve Gibbs

View on SEC IAPD