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Stephen M Mccormack

First Citizens Investor Services, Inc.

Durham, NC

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-10-11
  • NC RA
    APPROVED
    Since 2017-10-11

Branch Locations

5417 Page Road, Durham, NC 27703 • United States

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frist Citizens Investor Services Raleigh NC 12/2006 Present
  • 12/2006 → Present
    Frist Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-09
S63 Uniform Securities Agent State Law Examination 2005-12-29
  • S66 Uniform Combined State Law Examination
    2017-10-09
  • S63 Uniform Securities Agent State Law Examination
    2005-12-29

View on SEC IAPD

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