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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-21 |
| MN | RA | APPROVED | 2014-02-03 |
Branch Locations
8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States
Minneapolis, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Bloomington | MN | 08/1995 | Present |
Durand Heritage Foundation/ investment related?:yes/ 6620 250th St E, Elko, MN 55020, US/ Charity/ Member of Board of directors/ Will serve as a Director on the Board. /start date: 4/15/2021/ Time req'd during working hours? no
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-25 |
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