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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-28 |
Branch Locations
3819 N Expressway 77/83 Suite 5, Brownsville, TX 78521 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bronsville | TX | 11/1994 | 10/2017 |
| Bank Of America, N.A. | Brownsville | TX | 08/2011 | 10/2017 |
| Raymond James & Associates, Inc. | Mcallen | TX | 11/2017 | Present |
I*35840 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SEA TURTLE INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: 6617 PADRE BLVD., SOUTH PADRE ISLANC, TEXAS 78597 NATURE OF BUSINESS: OTHER,CONSERVATION GROUP POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 6/1/2005 NUMBER OF HOURS DEVOTED: 24 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER SEA TURTLE CONSERVATION I*36918 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LAS HEULLAS OF SO. TEXAS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1050 PAREDES LINE RD., BROWNVILLE, TEXAS 78520 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 1/10/2010 NUMBER OF HOURS DEVOTED: 52 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PRESIDENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-26 |
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