Dona Lee Walton

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2012-08-28
TX	RA	APPROVED_RES	2006-10-06

NM RA
APPROVED

Since 2012-08-28
TX RA
APPROVED_RES

Since 2006-10-06

Branch Locations

Albuquerque, NM • United States

6501 Wyoming Blvd Ne Bldg E, Albuquerque, NM 87109 • United States

141 E Palace Ave Ste 210, Santa Fe, NM 87501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Santa Fe	NM	09/2005	03/2020
Ameriprise Financial Services, Llc	Albuquerque	NM	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Santa Fe, NM
03/2020 → Present

Ameriprise Financial Services, Llc

Albuquerque, NM

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-02-10

S63 Uniform Securities Agent State Law Examination

1998-02-10

Designations

Other Names

Dona L Walton
Dona Lee Walton

View on SEC IAPD