Kelly John Nelson

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

MT RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

Billings, MT • United States

550 N. 31St Street Suite 530, Billings, MT 59101 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Financial Equity Corporation	Billings	MT	06/2012	04/2022
Cetera Wealth Services, Llc	Billings	MT	04/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

06/2012 → 04/2022

First Financial Equity Corporation

Billings, MT
04/2022 → Present

Cetera Wealth Services, Llc

Billings, MT
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2012-06-27 → 2022-04-20

Ffec Wealth Partners Llc

Billings, MT
1999-05-27 → 2012-07-05

Rbc Capital Markets, Llc

Billings, MT

Billings, MT

Other Businesses

1. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-04
S63	Uniform Securities Agent State Law Examination	1995-10-02

S65 Uniform Investment Adviser Law Examination

1999-05-04
S63 Uniform Securities Agent State Law Examination

1995-10-02

View on SEC IAPD