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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-06-15
  • IL RA
    APPROVED
    Since 2016-06-15

Branch Locations

Downers Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Tax Preparation Downers Grove IL 01/1999 Present
Royal Alliance Downers Grove IL 05/2012 Present
  • 01/1999 → Present
    Self Employed Tax Preparation
    Downers Grove, IL
  • 05/2012 → Present
    Royal Alliance
    Downers Grove, IL
Other Businesses

(1) SELF EMPLOYED TAX PREPARER OFFERING INCOME TAX PREPARATION SERVICES SINCE 2010. NON-INVESTMENT RELATED. SEASONAL TIME SPENT FROM FEBRUARY TO APRIL. (2) IL INSURANCE AGENT OFFERING SALES OF FIXED LIFE, HEALTH, AND LONG TERM CARE SINCE 2010. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. TIME SPENT AS REQUIRED. ALL BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (3) MARY SCHAUB, NOT INVESTMENT RELATED, 732 74TH STR DOWNNERS GROVE, IL, OWNER, 8/20/2012, 10 HRS/MO, 10 DURING TRADING HRS, LICENSE FOR FIXED INSURANCE, NOT ACTIVELY SELLING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-09-21
  • S63 Uniform Securities Agent State Law Examination
    1995-09-21
Designations
Other Names
  • Mary G Schaub

View on SEC IAPD

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