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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-19
WA RA APPROVED 2007-07-12
  • TX RA
    APPROVED_RES
    Since 2014-08-19
  • WA RA
    APPROVED
    Since 2007-07-12

Branch Locations

1601 Cooper Point Rd. Nw, Olympia, WA 98502 • United States

1603 Cooper Point Rd. Nw, Olympia, WA 98502-8325 • United States

Chehalis, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Chehalis WA 04/2004 Present
  • 04/2004 → Present
    Linsco/Private Ledger
    Chehalis, WA
Previous Registrations
  • 2008-10-01 → 2011-03-31
    Financial Advocates Advisory Services
    Olympia, WA
  • 2007-09-18 → 2010-05-14
    Diversified Financial Advisors
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-11
S63 Uniform Securities Agent State Law Examination 1995-11-29
  • S66 Uniform Combined State Law Examination
    2007-07-11
  • S63 Uniform Securities Agent State Law Examination
    1995-11-29

View on SEC IAPD

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