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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-17
  • TX RA
    APPROVED
    Since 2009-04-17

Branch Locations

Longview, TX • United States

1302 Judson Rd, Longview, TX 75601-3916 • United States

Longview, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Longview TX 04/2009 Present
City National Bank Longview TX 03/2020 Present
  • 04/2009 → Present
    Rbc Capital Markets
    Longview, TX
  • 03/2020 → Present
    City National Bank
    Longview, TX
Previous Registrations
Other Businesses

(1) LONGVIEW 2020; ADDRESS: 1508 CHIPPEWA ST LONGVIEW, TX 75605; BUSINESS DESCRIPTION: BUSINESS EDUCATION; NOT INVESTMENT RELATED; START DATE: 01/01/2008; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTEND MONTHLY MEETINGS AT LUNCH, ALSO SERVED ON NOMINATING COMMITTEE IN 2010; HRS DEVOTED PER WEEK: .25; HRS DEVOTED DURING SECURITIES HRS PER WEEK: 0 (2) MURRAY JEWELRY COMPANY; ADDRESS: 2320 JUDSON ROAD LONGVIEW, TEXAS 75605; BUSINESS DESCRIPTION: FAMILY OWNED JEWELRY STORE; NOT INVESTMENT RELATED; START DATE: 01/01/2012; CAPACITY: BOARD OF DIRECTORS; DUTIES: SECRETARY OF THE CORPORATION. NO COMPENSATION. FAMILY OWNED. I WILL TAKE THE MINUTES AT OUR ANNUAL SHAREHOLDER MEETING; HRS DEVOTED PER WEEK: 0; HRS DEVOTED DURING SECURITIES HRS PER WEEK: 0 COMMUNITY; HRS DEVOTED PER WEEK: LESS THAN 01; HRS DEVOTED DURING SECURITIES HRS PER WEEK: 00; (3) FOUNTAIN PLACE SUBDIVISION; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: NEIGHBORHOOD ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 01/01/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: SECRETARY; HRS DEVOTED PER WEEK: NONE; HRS DEVOTED DURING SECURITIES HRS PER WEEK: NONE (4) JUDD MURRAY FAMILY LLC.; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL CONDO FOR FAMILY MEMBER; CAPACITY: OWNER-ACTIVE; START DATE: 4/3/2017; DUTIES: I PAY BILLS, BALANCE CHECKBOOK ON QUICK BOOKS AND SECRETARY; HRS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HRS PER MONTH: 0. (5) ARTS!LONGVIEW; ADDRESS: P.O. BOX 1952, LONGVIEW, TEXAS 75606; BUSINESS DESCRIPTION: NON-PROFIT CORPORATION DESIGNED TO "SPARK A LOVE OF THE ARTS, HISTORY AND CULTURE."; NOT INVESTMENT RELATED; CAPACITY: BOARD OF DIRECTORS; START DATE: 4/5/2019; DUTIES: ACCORDING TO BYLAWS, THE PRESIDENT WILL BE THE CEO OF THE ORGANIZATION. THIS OFFICER SHALL BE IN CHARGE OF ALL ITS ACTIVITIES AND BUSINESS AND SERVE AS A DIRECTOR ON THE BOARD. ALL OTHER OFFICERS AND MEMBERS SHALL REPORT TO THE PRESIDENT OR DELEGATE. TO CALL SPECIAL MEETINGS OF THE BOARD, SHALL BE ENTITLED TO ATTEND ANY MEETINGS OF ANY COMMITTEE. ALSO, SHALL DISCHARGE ALL OTHER DUTIES AS MY BE REQUIRED BY BYLAWS.; HRS DEVOTED PER MONTH: 2; HRS DEVOTED DURING SECURITIES HRS PER MONTH: 1. (6) Name of business: Murray Center LLC Business Description: Family LLC which holds real estate Whether the business is investment-related: (yes or no) Address: 2320 Judson Road Longview, TX 75605 Capacity: Officer I serve as Secretary to the Board. Start Date: 05/23/19 Duties:I take minutes at the annual meeting. I gather information for CPA to create tax returns.This entity does not have a treasurer, it uses an outside CPA. Hours devoted per month: 0 Hours devoted during securities hours per month: 0 (7) Name of Entity - J Murray Family LLC Address - 2320 Judson Road Longview, TX 75605 Business Description - Husband's Family LLC for real estate holdings Business is not investment related Projected Start Date: 05/23/2019 Capacity: Owner - Officer Duties Performed: I take minutes at the annual meeting. Hours Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 (8) Name: 901 S Mopac Expressway Barton Oaks Plaza II, Ste 410 Austin, TX 78746 Address: This non-profit works to heighten awareness and support for the arts. Business Description: 09/10/20 Business is not investment related Projected Start Date: 09/10/20 Capacity: Board of Directors * Duties Performed: Attend quarterly Board meetings and help secure do

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-03
S65 Uniform Investment Adviser Law Examination 1995-11-03
  • S63 Uniform Securities Agent State Law Examination
    1995-11-03
  • S65 Uniform Investment Adviser Law Examination
    1995-11-03

View on SEC IAPD

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