James Gregory Mayeux

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-03-04
OH	RA	APPROVED	2013-04-26
TX	RA	APPROVED	2013-04-26

FL RA
APPROVED

Since 2024-03-04
OH RA
APPROVED

Since 2013-04-26
TX RA
APPROVED

Since 2013-04-26

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Cincinnati, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Dayton	OH	04/2013	Present

04/2013 → Present

Ubs Financial Services Inc.

Dayton, OH

Previous Registrations

2009-06-01 → 2013-05-22

Morgan Stanley

Beavercreek, OH

Dayton, OH
2001-10-30 → 2009-06-01

Citigroup Global Markets Inc.

Dayton, OH

Dayton, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-04
S63	Uniform Securities Agent State Law Examination	1995-11-08

S65 Uniform Investment Adviser Law Examination

1996-12-04
S63 Uniform Securities Agent State Law Examination

1995-11-08

Other Names

Greg Mayeux
James Greg Mayeux

View on SEC IAPD