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Mary Kathryn Sommers Carden

Harbour Investments, Inc.

Kokomo, IN

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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-06-24
  • IN RA
    APPROVED
    Since 2016-06-24

Branch Locations

1608 E Hoffer St, Kokomo, IN 46902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Solutions And Investments Kokomo IN 10/2005 Present
Harbour Investments, Inc Madison WI 06/2016 Present
  • 10/2005 → Present
    Financial Solutions And Investments
    Kokomo, IN
  • 06/2016 → Present
    Madison, WI
Previous Registrations
  • 2011-09-07 → 2016-06-28
    Osaic Services, Inc.
    Kokomo, IN
    Scottsdale, AZ
    Brunswick, OH
  • 2006-03-22 → 2011-08-26
    Next Financial Group, Inc.
    Kokomo, IN
    Kokomo, IN
  • 1998-11-23 → 2006-03-08
    Kokomo, IN
Other Businesses

1)Financial Solutions and Investments, LLC - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Financial Solutions and Tax Services | 1608 E. Hoffer Street, Kokomo, IN 46902 | Owner | Description: Prepare tax returns | Beginning 5/2009 | 10 hours per month, 10 during trading hours | Paid position | Not investment related 4)Jim "Moose" Carden Kids Fishing Clinic | 4708 Lakeshore Drive, Kokomo, IN 46901 | Board member & Secretary | Description: Assist in making decisions for the organization | Beginning 7/2013 | 1 hour per month, 0 during trading hours | Unpaid | Not investment related 5)Coordinated Assistance Ministry | 625 N. Union Street, Kokomo, IN 46901 | Director & Board member | Description: Non-profit homeless shelter | Beginning 4/2020 | 2 hours per month, 0 during trading hours | Unpaid | Not investment related 6)Financial Builders Credit Union | 2828 S. Lafountain, Kokomo, IN 46902 | Board member | Description: help make decisions for the organization | Beginning 5/2026 | 2 hours per month, 0 during trading hours | Unpaid | Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-02
S63 Uniform Securities Agent State Law Examination 1995-12-15
  • S66 Uniform Combined State Law Examination
    2012-03-02
  • S63 Uniform Securities Agent State Law Examination
    1995-12-15
Other Names
  • Mary Sommers
  • Mary Kathryn Sommers Carden
  • Mary Kathryn Carden
  • Mary Sommer Carden
  • Mary Kathryn Sommers Carden
  • Mary Sommers Carden

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