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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2016-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Solutions And Investments | Kokomo | IN | 10/2005 | Present |
| Harbour Investments, Inc | Madison | WI | 06/2016 | Present |
1)Financial Solutions and Investments, LLC - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Financial Solutions and Tax Services | 1608 E. Hoffer Street, Kokomo, IN 46902 | Owner | Description: Prepare tax returns | Beginning 5/2009 | 10 hours per month, 10 during trading hours | Paid position | Not investment related 4)Jim "Moose" Carden Kids Fishing Clinic | 4708 Lakeshore Drive, Kokomo, IN 46901 | Board member & Secretary | Description: Assist in making decisions for the organization | Beginning 7/2013 | 1 hour per month, 0 during trading hours | Unpaid | Not investment related 5)Coordinated Assistance Ministry | 625 N. Union Street, Kokomo, IN 46901 | Director & Board member | Description: Non-profit homeless shelter | Beginning 4/2020 | 2 hours per month, 0 during trading hours | Unpaid | Not investment related 6)Financial Builders Credit Union | 2828 S. Lafountain, Kokomo, IN 46902 | Board member | Description: help make decisions for the organization | Beginning 5/2026 | 2 hours per month, 0 during trading hours | Unpaid | Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-15 |
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