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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-03-29 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
100 Country Club Drive, Suite 108, Hendersonville, TN 37075 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed Independent | Pegram | TN | 05/1997 | Present |
| The Leaders Group, Inc. | Littleton | CO | 07/2013 | Present |
1) FOCUS RETIREMENT SOLUTIONS. - 10/1/2021 - 100 Country Club Drive, Suite 108, Hendersonville, TN 37075 - Owner/Licensed Agent, prospect, service clients and prospective clients; Life, LTC, DI insurance as well as the DBA being used as the name for my Leaders Group associated business of mutual funds, FIA, RIA annuities and any other securities related business, Inv't Rel, 160hrs/mo; 120 hrs/mo (during trading hours.) 2) FINANCIAL INDEPENDENCE GROUP - 7/1/13 - 19520 West Catawba Avenue, Suite 200, Cornelius, NC 28031 - Insurance Agent , (Life Insurance and Annuities), Work with clients and prospects on life and life insurance needs. Also submit annuity business through FIG, Inv't Rel, Insurance Sales , 100 hrs/mo; 100 hrs/mo (during trading hours). 3) TLG ADVISORS INC - SINCE 03/2018 - 26 W DRY CREEK CR, STE 800, LITTLETON CO 80120 - INV REL, IAR BSN, IAR REP, DEVOTE APPROX: 20 HRS/WK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-27 |
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