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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn / Sii | Rockville | NY | 05/2000 | 11/2018 |
| Royal Alliance Associates, Inc. | Melville | NY | 11/2018 | Present |
1. DOUGLAS SINETAR POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/13/2019 ADDRESS: 575 broadhollow rd, melville NY 11747, United States DESCRIPTION: for referral purposes . 2. INSURANCE BROKER POSITION: Insurance Broker NATURE: self INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/03/2000 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Sale and service of fixed insurance prods. 3. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2020 ADDRESS: 575 broad hollow rd, melville NY 11747, United States DESCRIPTION: Financial Advisor for Lighthouse Financial Network, LLC an independent firm of Osaic Wealth Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-21 |
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