Brian K Flader

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-10-17
TX	RA	APPROVED_RES	2024-10-17

AZ RA
APPROVED

Since 2024-10-17
TX RA
APPROVED_RES

Since 2024-10-17

Branch Locations

Flagstaff, AZ • United States

14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Phoenix	AZ	10/2008	Present
City National Bank	Phoenix	AZ	12/2020	10/2024
Raymond James & Associates, Inc.	Scottsdale	AZ	10/2024	Present

10/2008 → Present

Rbc Capital Markets, Llc

Phoenix, AZ
12/2020 → 10/2024

City National Bank

Phoenix, AZ
10/2024 → Present

Raymond James & Associates, Inc.

Scottsdale, AZ

Previous Registrations

2008-11-07 → 2024-10-31

Rbc Capital Markets, Llc

Phoenix, AZ

Phoenix, AZ

Other Businesses

(1) ARCADIA CAMELBACK MOUNTAIN NEIGHBORHOOD ASSOCIATION (ACMNA); ADDRESS: 4340 E. INDIAN SCHOOL RD, BOX 21-293, PHOENIX AZ 85018; BUSINESS DESCRIPTION: NEIGHBORHOOD ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 09/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: VOLUNTEER WORK, PRESERVATION TEAM; HOURS DEVOTED PER WEEK: 30 MIN; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-17
S63	Uniform Securities Agent State Law Examination	1995-11-02

S65 Uniform Investment Adviser Law Examination

1995-11-17
S63 Uniform Securities Agent State Law Examination

1995-11-02

Other Names

Brian Keith Flader

View on SEC IAPD