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1 Sansome Street Suite 1400, San Francisco, CA 94104-4436 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-04 |
| CA | RA | APPROVED | 2025-08-05 |
| NH | RA | APPROVED | 2025-08-05 |
Branch Locations
1 Sansome Street Suite 1400, San Francisco, CA 94104-4436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Boston | MA | 08/1995 | 12/2020 |
| Javelin Securities, Llc | Quincy | MA | 12/2022 | 12/2023 |
| Eton Solutions | Morrisville | NC | 04/2021 | 05/2025 |
| Unemployed | Kingston | MA | 01/2021 | 04/2021 |
| The Oglethorpe Collective, Llc ("Toc-23") | Hingham | MA | 05/2025 | Present |
1) The Oglethorpe Collective, LLC ("TOC-23"): investment-related, 18 Shipyard Drive #21, Hingham, MA 02043 DBA for Inflection Capital Management, LLC, Chief Operating Officer, 05/2025- present, 120 hours per month during trading hours. 2) Eton Solutions: non-investment related, 1500 Perimeter Park Dr., Suite 150, Morrisville, NC 27560, investor, 06/2021-present, 0 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-19 |
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