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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-04-25 |
| TX | RA | APPROVED_RES | 2023-04-24 |
Branch Locations
5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 05/2015 | 11/2017 |
| Invesco Advisers, Inc. | Atlanta | GA | 05/2015 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 11/2017 | 04/2023 |
| Bank Of America, N.A. | Atlanta | GA | 03/2018 | 04/2023 |
| Morgan Stanley Smith Barney Llc | Atlanta | GA | 04/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2023 | Present |
*OBI - 551171 - Cumberland Academy of Georgia ; Investment related - No ; Atlanta, Georgia ; Children/Youth ; Finance Committee:Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 11/2021 ; During business hours : 0 ; After business hours : 2 ; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-16 |
| S65 | Uniform Investment Adviser Law Examination | 2002-02-22 |
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