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Claremore, OK • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-01-28 |
| TX | RA | APPROVED | 2018-08-15 |
| OK | RA | APPROVED | 2018-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shoesmith Financial Services | Bartlesville | OK | 09/2000 | Present |
| Sms Financial & Investment Mangement | Tulsa | OK | 01/2008 | 08/2018 |
| Wealth Management Solutions Llc | Bartlesville | OK | 07/2018 | Present |
Shoesmith Financial Services: Insurance Agent for Life, Health, Annuity and Long Term Care, Assist clients with insurance needs if necessary, Spends about 2 hours monthly but not during market hours. Rental Property: David owns and manages a rental property for personal investment purposes. This is not related to his Investment Advisory Practice. He spends about 1 hour a month during non-market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-18 |
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