Anthony Thomas Tripi

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-25
MI	RA	APPROVED	2025-11-25
MN	RA	APPROVED	2025-11-25
OR	RA	APPROVED	2025-11-25
SC	RA	APPROVED	2025-11-25
GA	RA	APPROVED	2024-10-11
NY	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11

CA RA
APPROVED

Since 2025-11-25
MI RA
APPROVED

Since 2025-11-25
MN RA
APPROVED

Since 2025-11-25
OR RA
APPROVED

Since 2025-11-25
SC RA
APPROVED

Since 2025-11-25
GA RA
APPROVED

Since 2024-10-11
NY RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11

Branch Locations

Denedin, FL • United States

345 Buffalo Ave., Niagara Falls, NY 14303 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Carroll Financial Service	Niagara Falls	NY	09/1995	Present
American Portfolios Financial Services, Inc.	Niagra Falls	NY	02/2005	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

09/1995 → Present

Carroll Financial Service

Niagara Falls, NY
02/2005 → 10/2024

American Portfolios Financial Services, Inc.

Niagra Falls, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2008-12-09 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

1. RENTAL PROPERTY. LANDLORD. 50% OWNERSHIP. NOT SECURITIES RELATED. START DATE 8/2015. 1-2 HOURS DEVOTED PER MONTH, ZERO HOURS DURING MARKET HOURS. 2. ATT FINANCIAL GROUP INC. POSITION: Founder General Agent NATURE: INSURANCE AGENCY is a corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2001 ADDRESS: 345 BUFFALO AVE, NIAGARA FALLS NY 14303 DESCRIPTION: Oversee agents and provide Insurance related services. 3. TRIPI POSITION: Founder NATURE: BAND/MUSIC National Recording Artist-Sole Prop. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 345 Buffalo Ave, Niagara Falls NY 14303 DESCRIPTION: Create, Perform, Record, and market music. 4. FREQUENCY GROUP POSITION: Founder NATURE: ADMINSISTRAION MARKETING for ATT Financial Group Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 09/13/2021 ADDRESS: 345 Buffalo Ave, Niagara Falls NY 14303 DESCRIPTION: Oversee marketing efforts for ATT Financial Group Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-12
S63	Uniform Securities Agent State Law Examination	1995-12-15

S66 Uniform Combined State Law Examination

2006-01-12
S63 Uniform Securities Agent State Law Examination

1995-12-15

Other Names

Tony Tripi

View on SEC IAPD