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John James Horton

J.P. Morgan Securities LLC

Cedar Park, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

2600 E Whitestone Blvd Fl 1, Cedar Park, TX 78613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cedar Park TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Cedar Park TX 10/2011 Present
Previous Registrations
  • 2011-11-08 → 2012-10-01
    Chase Investment Services Corp.
    Cedar Park, TX
  • 2011-10-03 → 2011-10-24
    Raymond James & Associates, Inc.
    Austin, TX
  • 2007-08-21 → 2011-10-04
    Chase Investment Services Corp.
    Cedar Park, TX
    Leander, TX
    Cedar Park, TX
    Austin, TX
    Austin, TX
    Round Rock, TX
    Round Rock, TX
    Austin, TX
    Cedar Park, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-10
S63 Uniform Securities Agent State Law Examination 2005-12-05
  • S66 Uniform Combined State Law Examination
    2007-08-10
  • S63 Uniform Securities Agent State Law Examination
    2005-12-05
Designations
Other Names
  • Jay Horton
  • John Jay Horton
  • John J Horton

View on SEC IAPD

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Other Offices

AMERITAS ADVISORY SERVICES, LLC · CEDAR PARK, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Park, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Park, TX
ARSLAN CAPITAL MANAGEMENT LLC · CEDAR PARK, TX
EMPOWER WEALTH MANAGEMENT · CEDAR PARK, TX
THRIVENT INVESTMENT MANAGEMENT INC. · Cedar Park, TX
J.P. MORGAN SECURITIES LLC · CEDAR PARK, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CEDAR PARK, TX

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