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Stephanie Lynn Shields

Thrivent Investment Management Inc.

Kansas City, MO

Costa Mesa, CA

Costa Mesa, CA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-05
CA RA APPROVED 2003-11-18
  • TX RA
    APPROVED_RES
    Since 2012-01-05
  • CA RA
    APPROVED
    Since 2003-11-18

Branch Locations

Kansas City, MO • United States

Costa Mesa, CA • United States

959 South Coast Dr, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Costa Mesa CA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-02
S63 Uniform Securities Agent State Law Examination 1996-12-02
  • S65 Uniform Investment Adviser Law Examination
    2001-01-02
  • S63 Uniform Securities Agent State Law Examination
    1996-12-02

View on SEC IAPD

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