Thomas N Felgner

Current Employers

Oliver Regan Advisors, Llc

San Marino, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-03-16

CA RA
APPROVED

Since 2016-03-16

Branch Locations

San Marino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oliver Regan Advisors, Llc	San Marino	CA	02/2016	Present

02/2016 → Present

Oliver Regan Advisors, Llc

San Marino, CA

Other Businesses

SALIX CAPITAL US, LLC WAS ESTABLISHED TO HOLD A LEGAL CLAIM AGAINST ENTITIES. I AM THE SECRETARY OF SALIX CAPITAL US. One hour per week is spent on this activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-24
S63	Uniform Securities Agent State Law Examination	2011-11-14

S65 Uniform Investment Adviser Law Examination

2016-02-24
S63 Uniform Securities Agent State Law Examination

2011-11-14

Other Names

Thomas Norman Felgner

View on SEC IAPD