Charles Joseph Stewart

Current Employers

Black Elm Advisers, Llc

Algonquin, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-09-25
FL	RA	APPROVED	2024-08-28

IL RA
APPROVED

Since 2024-09-25
FL RA
APPROVED

Since 2024-08-28

Branch Locations

Algonquin, IL • United States

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc.	Oakbrook Terrace	IL	04/2012	09/2019
World Financial Group	Oakbrook Terrace	IL	04/2012	09/2019
Heartland Financial Institute	Oakbrook Terrace	IL	08/2012	Present
The Stewart Insurance And Financial Services Agency Llc	Chicago	IL	01/2015	Present
Black Elm Advisors	Skokie	IL	07/2024	Present
Water Tower Wealth Management	Overland Park	KS	10/2019	12/2023

04/2012 → 09/2019

Transamerica Financial Advisors, Inc.

Oakbrook Terrace, IL
04/2012 → 09/2019

World Financial Group

Oakbrook Terrace, IL
08/2012 → Present

Heartland Financial Institute

Oakbrook Terrace, IL
01/2015 → Present

The Stewart Insurance And Financial Services Agency Llc

Chicago, IL
07/2024 → Present

Black Elm Advisors

Skokie, IL
10/2019 → 12/2023

Water Tower Wealth Management

Overland Park, KS

Previous Registrations

2019-10-23 → 2023-12-31

Water Tower Wealth Management, Inc.

Overland Park, KS

Chicago, IL
2012-04-13 → 2019-09-23

Transamerica Financial Advisors, Llc

Oakbrook Terrace, IL
2008-04-17 → 2009-09-03

Vision Asset Management Inc

Countryside, IL
2005-06-15 → 2008-02-01

Fifth Third Securities, Inc.

Chicago, IL

Evergreen Park, IL

Chicago, IL

Other Businesses

HERATLAND FINANCIAL INSTITUTE, OAKBROOK TERRACE, IL, START 08-2012, NON-INVESTMENT RELATED; INSTRUCTOR, TEACHING FINANCIAL EDUCATION CLASSES;10 HRS/MTH THE STEWART INSURANCE AND FINANCIAL SERVICES AGENCY LLC; YES; 1016 W. JACKSON BLVD, CHICAGO, IL 60607; 120 HRS/MO; ALL ACTIVITIES INVOLVED IN RUNNING THE BUSINESS, SALES, TRACKING, MANAGEMENT,ETC.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-12-17
S65	Uniform Investment Adviser Law Examination	1999-12-17

S63 Uniform Securities Agent State Law Examination

1999-12-17
S65 Uniform Investment Adviser Law Examination

1999-12-17

Other Names

Charles Joseph Stewart

View on SEC IAPD